-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PTP2eg8XmO6FiGS03vGAtHzTSiLw6CVFwJlY8xd2KWkbzih00aFO3YjcHf1pMNmM 9p2k8LM6po5OamFir3WBVw== 0000950117-98-001494.txt : 19980812 0000950117-98-001494.hdr.sgml : 19980812 ACCESSION NUMBER: 0000950117-98-001494 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19980811 SROS: NASD GROUP MEMBERS: BAY HARBOUR MANAGEMENT LC GROUP MEMBERS: DOUGLAS P. TEITELBAUM GROUP MEMBERS: STEVEN A. VAN DYKE GROUP MEMBERS: TOWER INVESTMENT GROUP, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMCOR GROUP INC CENTRAL INDEX KEY: 0000105634 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 112125338 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-12871 FILM NUMBER: 98681648 BUSINESS ADDRESS: STREET 1: 101 MERRITT SEVEN CORPORATE PK STREET 2: 7TH FLOOR CITY: NORWALK STATE: CT ZIP: 06851 BUSINESS PHONE: 2038497800 MAIL ADDRESS: STREET 1: 101 MERRITT SEVEN CORPORATE PARK STREET 2: 7TH FLOOR CITY: NORWALK STATE: CT ZIP: 06851 FORMER COMPANY: FORMER CONFORMED NAME: JWP INC/DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: JAMAICA WATER PROPERTIES INC DATE OF NAME CHANGE: 19860518 FORMER COMPANY: FORMER CONFORMED NAME: WELSBACH CORP DATE OF NAME CHANGE: 19761119 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAY HARBOUR MANAGEMENT LC CENTRAL INDEX KEY: 0001049310 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 593418243 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 777 SOUTH HARBOUR ISLAND BLVD CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 8132721992 MAIL ADDRESS: STREET 1: 777 SOUTH HARBOUR ISLAND BLVD CITY: TAMPA STATE: FL ZIP: 33602 SC 13G/A 1 BAY HARBOUR MANAGEMENT, L.C. SC 13G/A#1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------- SCHEDULE 13G (Amendment No. 1) Under the Securities Act of 1934 Emcor Group Inc. ------------------------------------------------- (Name of Issuer) Common Stock ------------------------------------------------- (Title of Class of Securities) 29084Q100 ------------------------------------------------- (CUSIP Number) ------------------------------------------------- The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. - --------------------- ------------------ CUSIP No. 29084Q100 13G Page 2 of 9 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 Name of Reporting Person Steven A. Van Dyke I.R.S. Identification No. of Above Person Not applicable - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 16,200 -------------------------------------------------------------- Beneficially 6 Shared Voting Power Owned by 1,124,776 -------------------------------------------------------------- Each Reporting 7 Sole Dispositive Power 16,200 -------------------------------------------------------------- Person With 8 Shared Dispositive Power 1,124,776 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,140,976 - -------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 10.58% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN, HC - -------------------------------------------------------------------------------- - --------------------- ------------------ CUSIP No. 29084Q100 13G Page 3 of 9 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 Name of Reporting Person Douglas P. Teitelbaum I.R.S. Identification No. of Above Person Not applicable - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 0 -------------------------------------------------------------- Beneficially 6 Shared Voting Power Owned by 1,124,776 -------------------------------------------------------------- Each Reporting 7 Sole Dispositive Power 0 -------------------------------------------------------------- Person With 8 Shared Dispositive Power 1,124,776 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,124,776 - -------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 10.43% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN, HC - -------------------------------------------------------------------------------- - --------------------- ------------------ CUSIP No. 29084Q100 13G Page 4 of 9 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 Name of Reporting Person Tower Investment Group, Inc. I.R.S. Identification No. of Above Person 59-2924229 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Florida - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 1,124,776 -------------------------------------------------------------- Beneficially 6 Shared Voting Power Owned by 0 -------------------------------------------------------------- Each Reporting 7 Sole Dispositive Power 1,124,776 -------------------------------------------------------------- Person With 8 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,124,776 - -------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 10.43% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) HC - -------------------------------------------------------------------------------- - --------------------- ------------------ CUSIP No. 29084Q100 13G Page 5 of 9 Pages - --------------------- ------------------ - -------------------------------------------------------------------------------- 1 Name of Reporting Person Bay Harbour Management, L.C. I.R.S. Identification No. of Above Person 59-3418243 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Florida - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 1,124,776 --------------------------------------------------------------- Beneficially 6 Shared Voting Power Owned by 0 --------------------------------------------------------------- Each Reporting 7 Sole Dispositive Power 1,124,776 --------------------------------------------------------------- Person With 8 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,124,776 - -------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 10.43% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IA - -------------------------------------------------------------------------------- - --------------------- ------------------ CUSIP No. 29084Q100 13G Page 6 of 9 Pages - --------------------- ------------------ This Amendment No. 1 amends and supplements the Statement on Schedule 13G, originally filed with the Securities and Exchange Commission on February 9, 1998 (the "Schedule 13G"), by Bay Harbour Management, L.C. ("Bay Harbour"), Tower Investment Group, Inc. ("Tower"), as the majority stockholder of Bay Harbour, and Steven A. Van Dyke ("Mr. Van Dyke"), in his capacity as the sole stockholder and President of Tower. Since the filing of the Schedule 13G, Douglas P. Teitelbaum has become a stockholder of Tower (Bay Harbour, Tower, Mr. Van Dyke and Mr. Teitelbaum are collectively, the "Reporting Persons"). Capitalized terms contained herein but not otherwise defined have the meanings ascribed to them in the Schedule 13G. Item 1(b) Address of Issuer's Principal Executive Offices: Item 1(b) is hereby amended in its entirety to read as follows: 101 Merritt Seven Corporate Park 7th Floor Norwalk, CT 06851 Item 2(a) Name of Person(s) Filing: Item 2(a) is hereby amended in its entirety to read as follows: Bay Harbour Management, L.C. ("Bay Harbour"), Tower Investment Group, Inc. ("Tower"), as the majority stockholder of Bay Harbour, Steven A. Van Dyke ("Mr. Van Dyke"), in his capacity as a stockholder and President of Tower, and Douglas P. Teitelbaum ("Mr. Teitelbaum"), in his capacity as a stockholder of Tower. Item 2(b) Address of Principal Business Office: Item 2(b) is hereby amended in its entirety to read as follows: The principal business address of Bay Harbour, Tower and Mr. Van Dyke is 777 South Harbour Island Boulevard, Suite 270, Tampa, Florida 33602. Mr. Teitelbaum's principal business address is 885 Third Avenue, 34th Floor, New York, NY 10022. Item 2(c) Citizenship: Item 2(c) is hereby amended in its entirety to read as follows: Bay Harbour - Florida Tower - Florida Mr. Van Dyke - United States Mr. Teitelbaum - United States Item 3 The person(s) filing is (are): Item 3 is hereby amended in its entirety to read as follows: Bay Harbour is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940. - --------------------- ------------------ CUSIP No. 29084Q100 13G Page 7 of 9 Pages - --------------------- ------------------ Tower is a parent holding company of Bay Harbour. Mr. Van Dyke is a "parent holding company" of Bay Harbour. Mr. Teitelbaum is a "parent holding company" of Bay Harbour. Item 4(a) Amount Beneficially Owned: Item 4(a) is hereby amended in its entirety to read as follows: As of July 31, 1998, Bay Harbour may be deemed to be the beneficial owner of 1,124,776 shares of Common Stock of Emcor Group Inc. as a result of voting and dispositive power that it held with respect to the 1,124,776 shares of Common Stock of Emcor Group Inc. held for the account of five private investment funds and seven managed accounts. As of July 31, 1998, Tower may be deemed to be the beneficial owner of the 1,124,776 shares of Common Stock of Emcor Group Inc. deemed to be beneficially owned by Bay Harbour as referred to above. Tower is the majority stockholder of Bay Harbour. As of July 31, 1998, Mr. Van Dyke may be deemed beneficial owner of 1,140,976 shares of Common Stock of Emcor Group Inc., consisting of (i) 1,124,776 shares of Common Stock deemed to be beneficially owned by Bay Harbour as referred to above and (ii) 16,200 shares of Common Stock beneficially owned by Mr. Van Dyke. Mr. Van Dyke is a stockholder and President of Tower. As of July 31, 1998, Mr. Teitelbaum may be deemed the beneficial owner of 1,124,776 shares of Common Stock of Emcor Group Inc., deemed to be beneficially owned by Bay Harbour as referred to above. Mr. Teitelbaum is a stockholder of Tower. Item 4(b) Percent of Class: 10.58% (10.43% beneficially owned by Tower, Bay Harbour and Mr. Teitelbaum) Item 4(c) Number of shares as to which reporting persons have: Item 4(c) is hereby amended in its entirety as follows: Number of shares as to which Bay Harbour has: (i) sole power to vote or direct the vote: 1,124,776 (ii) shared power to vote or to direct the vote: 0 (iii) the sole power to dispose of or to direct the disposition of: 1,124,776 (iv) shared power to dispose of or to direct the disposition of: 0 - --------------------- ------------------ CUSIP No. 29084Q100 13G Page 8 of 9 Pages - --------------------- ------------------ Bay Harbour does not currently possess any rights to acquire additional shares of Emcor Group Inc. Common Stock. Number of shares as to which Tower has: (i) sole power to vote or direct the vote: 1,124,776 (ii) shared power to vote or to direct the vote: 0 (iii) the sole power to dispose of or to direct the disposition of: 1,124,776 (iv) shared power to dispose of or to direct the disposition of: 0 Tower does not currently possess any rights to acquire additional shares of Emcor Group Inc. Common Stock. Number of shares as to which Mr. Van Dyke has: (i) sole power to vote or direct the vote: 16,200 (ii) shared power to vote or to direct the vote: 1,124,776 (iii) the sole power to dispose of or to direct the disposition of: 16,200 (iv) shared power to dispose of or to direct the disposition of: 1,124,776 Mr. Van Dyke does not currently possess any rights to acquire additional shares of Emcor Group Inc. Common Stock. Number of shares as to which Mr. Teitelbaum has: (i) sole power to vote or direct the vote: 0 (ii) shared power to vote or to direct the vote: 1,124,776 (iii) the sole power to dispose of or to direct the disposition of: 0 (iv) shared power to dispose of or to direct the disposition of: 1,124,776 Mr. Teitelbaum does not currently possess any rights to acquire additional shares of Emcor Group Inc. Common Stock. - --------------------- ------------------ CUSIP No. 29084Q100 13G Page 9 of 9 Pages - --------------------- ------------------ Item 10. Certification. By signing below each of the undersigned certifies that, to the best of such person's knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned certify that the information set forth in this statement is true, complete and correct. Date: August 10, 1998 BAY HARBOUR MANAGEMENT, L.C. By: /s/ Steven A. Van Dyke ----------------------------------------- Name: Steven A. Van Dyke Title: President and Chief Executive Officer Dated: August 10, 1998 TOWER INVESTMENT GROUP, INC. By: /s/ Steven A. Van Dyke ----------------------------------------- Name: Steven A. Van Dyke Title: President Dated: August 10, 1998 /s/ Steven A. Van Dyke ----------------------------------------- Steven A. Van Dyke Dated: August 10, 1998 /s/ Douglas P. Teitelbaum ----------------------------------------- Douglas P. Teitelbaum Exhibit Index The Exhibit Index is hereby amended in its entirety as follows: Exhibit I Joint Filing Agreement, dated August 10, 1998, by and among Bay Harbour Management, L.C., Tower Investment Group, Inc., Steven A. Van Dyke and Douglas P. Teitelbaum. EX-99 2 EXHIBIT I Exhibit I Joint Filing Agreement The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that it knows or has reason to believe that such information is inaccurate. This Agreement may be executed counterparts and each of such counterparts taken together shall constitute one and the same instrument. Date: August 10, 1998 BAY HARBOUR MANAGEMENT, L.C. By: /s/ Steven A. Van Dyke ----------------------------------------- Name: Steven A. Van Dyke Title: President and Chief Executive Officer Dated: August 10, 1998 TOWER INVESTMENT GROUP, INC. By: /s/ Steven A. Van Dyke ----------------------------------------- Name: Steven A. Van Dyke Title: President Dated: August 10, 1998 /s/ Steven A. Van Dyke ----------------------------------------- Steven A. Van Dyke Dated: August 10, 1998 /s/ Douglas P. Teitelbaum ----------------------------------------- Douglas P. Teitelbaum -----END PRIVACY-ENHANCED MESSAGE-----